Secore & Waller, L.L.P., Dallas, Texas
Attorney Wayne M. Secore
Areas of Practice for this Lawyer
Lawyer Profile
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WAYNE M. SECORE
Practice Expertise: Mr. Secore has been engaged in the practice of law for over thirty years, the first fifteen of which he was employed by the Securities and Exchange Commission. Since April 1986, he has been engaged in private practice handling virtually all facets of state and federal securities work, including litigation and arbitration; defense of investigations conducted by and enforcement actions initiated by the Securities and Exchange Commission, the Texas Securities Board and other state securities agencies, self-regulatory organizations and principal stock exchange; and regulatory work and filings in connection with investment companies, investment advisors, broker-dealers and publicly-held companies.
Employment History: 1971-1975, Attorney for Securities and Exchange Commission, Chicago Regional Office. Duties included examination of registered investment companies and their affiliated investment advisers and any investigative and enforcement actions arising therefrom.
1975-1978, Branch Chief for Securities and Exchange Commission, San Francisco Branch Office. Duties included supervising a staff of securities compliance examiners in the conduct of examinations of registered broker/dealers, investment advisors and investment companies within the geographical area of the San Francisco Branch Office. In addition, supervised numerous investigations and enforcement actions arising from the above mentioned examinations.
1979-1980, Assistant Regional Administrator for Securities and Exchange Commission, Fort Worth Regional Office. Duties included supervising a staff of securities compliance examiners in the conduct of examination of registered broker/dealers, investment advisers and investment companies within the geographical area of the Fort Worth Regional Office; supervised numerous investigations and enforcement actions arising from the aforementioned examinations.
1981-1986, Regional Administrator for the Securities and Exchange Commission, Fort Worth Regional Office. Responsible for regulation and enforcement of the federal securities laws in the States of Texas, Oklahoma, Kansas, Arkansas and Western Louisiana. These duties were performed by a staff of 46 attorneys, accountants, investigators and securities compliance examiners.
January 1995 - Present, Secore & Waller, L.L.P., Dallas, Texas
Memberships and Bar Associations
Illinois Bar - 1969
Texas Bar - 1986
Chairperson, Dallas Bar Association/Securities Section - 1993
Chairperson, Texas Bar Association/Securities Subcommittee - Business Law Section - 2000 - 2002
Federal Court Memberships
Northern District of Illinois
Northern District of Texas
Eastern District of Texas
Southern District of Texas
Educational Background
B.S. Business, Indiana University - 1966
J.D. DePaul University College of Law - 1969
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Birth Information
| 1945, Chicago, Illinois, United States of America |
Current Employment Position(s)
Bar Admissions
| Illinois, 1969 Texas, 1986 U.S. District Court Northern District of Illinois, 1969 U.S. District Court Northern District of Texas, 1985 U.S. District Court Eastern District of Texas, 2004 U.S. District Court Southern District of Texas, 2004 |
Past Employment Positions
| U.S. Securities & Exchange Commission, Ft. Worth, Regional Administrator, 1981 - 1986U.S. Securities & Exchange Commission, Ft. Worth, Assistant Regional Administrator, 1979 - 1981 |
Professional Associations and Memberships
| Dallas Bar Association, Securities Section, 1993 ChairmanTexas Bar Association, 2000 - 2004 Chairman, Securities Subcommittee of Business Law Section |
More about Attorney Wayne M. Secore
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