Secore & Waller, L.L.P., Dallas, Texas
Attorney Joan Conway Waller
Areas of Practice for this Lawyer
Lawyer Profile
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JOAN CONWAY WALLER
I am in private practice in Dallas, Texas. I currently represent clients in many aspects of federal and state securities issues. The firm and I represent clients in private offerings of securities, mergers and acquisitions, compliance with securities reporting requirements, securities broker/dealer and investment adviser compliance, defense of investigations conducted by and enforcement actions initiated by the Securities and Exchange Commission, the National Association of Securities Dealers Regulation, Inc., or state securities agencies, representation before stock exchanges in connection with listing or delisting matters, securities arbitrations, and general corporate matters. Our clients include introducing and clearing securities broker/dealers, investment advisers, reporting companies, investment companies, hedge funds, registered individuals, and companies seeking capital through private offerings.
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Birth Information
| 1951, Red Cloud, Nebraska, United States of America |
Current Employment Position(s)
Bar Admissions
| Texas, 1977 U.S. District Court Northern District of Texas |
Past Employment Positions
| Payne & Blanchard (f/k/a DeHay & Blanchard), Partner, 1984 - 1994DeHay & Blanchard, Associate, 1981 - 1983Federal Reserve Bank of Dallas, Regulation Attorney, 1980 - 1981Texas Securities Board, Enforcement Attorney, 1978 - 1980 |
Published Works
| Legal Aspects of Banking, Bankers Digest, weekly, 1983 - 1999 |
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